Evolving Connection Between RIAs and M&As

The connection between registered independent advisor firms (RIAs) and mergers and acquisitions (M&As) is continuing to evolve. A recent report from the RIA Deal Room provides more insight into the most recent changes in this relationship.    The Biggest Factors Affecting M&As   The report identified several factors that...

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Exploring Trends and Growth for RIAs

There is a continued rise of registered investment advisor, or RIA, firms. This indicates more opportunities for advisors.    Growth of Remote-based RIAs   There has been a steady trend away from wirehouses, which grew exponentially during the pandemic. With better technology, it has become increasingly cost-effective to do...

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Noticeable Growth in the Legal Industry

As with most industries, the legal industry faced challenges during the pandemic. Recent data from the Bureau of Labor Statistic’s (BLS) Job Report shows that the legal industry has experienced noticeable growth recently.    The report shows a positive trend in both people returning to the office...

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The Legal Landscape of AI in Financial Services

As technology continues to evolve, the possibility of utilizing AI in financial services to obtain more lucrative results has become much more realistic. However, how is AI being regulated?   What is AI?   AI (or artificial intelligence) is the simulation of human intelligence processes by machines, especially computer...

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